-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VLlJ3OUAySgNbLfmC7+j1/0muIMWnDQ+gknVs7wMNx4mCv/jcQ6jafZ9AePtb0DE C/RZncja7itZBu3+s7qcIQ== 0001275122-04-000004.txt : 20040115 0001275122-04-000004.hdr.sgml : 20040115 20040115112854 ACCESSION NUMBER: 0001275122-04-000004 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REDBACK NETWORKS INC CENTRAL INDEX KEY: 0001081290 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 770438443 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-57129 FILM NUMBER: 04526477 BUSINESS ADDRESS: STREET 1: 300 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4087505000 MAIL ADDRESS: STREET 1: 300 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CREEDON KELLER & PARTNERS INC CENTRAL INDEX KEY: 0001275122 IRS NUMBER: 752976035 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 123 2ND ST STREET 2: STE 120 CITY: SAN SALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 4153320111 MAIL ADDRESS: STREET 1: 123 2ND ST STREET 2: STE 120 CITY: SAN SALITO STATE: CA ZIP: 94965 SC 13D 1 ckp13drb.txt 13D _____________________ | OMB APPROVAL | |_____________________| |OMB NUMBER: 3235-0145| UNITED STATES |EXPIRES: | SECURITIES AND EXCHANGE COMMISSION | DECEMBER 31, 2005| Washington, D.C. 20549 |ESTIMATED AVERAGE | |BURDEN HOURS | |PER RESPONSE ...11 | |_____________________| SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ___)* Redback Networks Inc. --------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------- (Title of Class and Securities) 757209507 ------------------------------------------------------------------------ (CUSIP Number) Brian M. Cooney C/O Creedon Keller & Partners, Inc. 123 2nd Street # 120 Sausalito, CA 94965 (415)332-0111 ------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 1/5/2004 ------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 757209507 ___________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Creedon Keller & Partners, Inc. ___________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) (x) ___________________________________________________________________ 3. SEC USE ONLY ___________________________________________________________________ 4. SOURCE OF FUNDS WC ___________________________________________________________________ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) ___________________________________________________________________ 6. CITIZENSHIP OR PLACE OF ORGANIZATION Nevada ___________________________________________________________________ 7. SOLE VOTING POWER NUMBER OF 8,985,883 SHARES _____________________________________ BENEFICIALLY 8. SHARED VOTING POWER OWNED BY EACH _____________________________________ REPORTING 9. SOLE DISPOSITIVE POWER PERSON 8,985,883 WITH _____________________________________ 10. SHARED DISPOSITIVE POWER ___________________________________________________________________ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,985,883 ___________________________________________________________________ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES ( ) ___________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 17.1% ___________________________________________________________________ 14. TYPE OF REPORTING PERSON IA ___________________________________________________________________ Item 1. Security and Issuer The title of the class of equity securities to which this Schedule 13D relates is the Common Stock of Redback Networks Inc. (the "Issuer") (the "Common Stock"). On December 19, 2003, the United States Bankruptcy Court for the District of Delaware confirmed the Issuer's Prepackaged Plan of Reorganization under Chapter 11 of the United States Bankruptcy Code (the "Plan"). On January 2, 2004, the Plan became effective. CUSIP Number 757209507 identifies the Issuer's post-reorganization Common Stock. CUSIP Number 757209101 identifies the Issuer's pre-reorganization common stock. The name and address of the principal executive offices of the Issuer is: Redback Networks Inc. 300 Holger Way San Jose, CA 95134 Item 2. Identity and Background The reporting person for this filing is Creedon Keller & Partners, Inc., (the "Advisor") a Nevada Corporation and SEC registered Investment Advisor. The Advisor provides investment advisory services to, and has investment discretion over, The Alta Partners family of Funds (the "Funds"), which own the Common Stock. The address of the Advisor's principal office is: 123 2nd Street #120 Sausalito, CA 94965 The names and positions of all executive officers and directors of Creedon Keller & Partners, Inc., is set forth in Exhibit 1. The Advisor and any affiliated persons have not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). The Advisor and any affiliated persons have not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violations with respect to such laws. Item 3 Source and Amount of Funds or Other Consideration All of the Common Stock was acquired as a result of a restructuring plan by the company that became effective January 2, 2004. The shares were acquired on January 5, 2004. The restructuring event called for retiring convertible debt securities owned in exchange for new shares of Redback Networks Common stock. The convertible debt securities had been purchased in open market transactions. The funds for these transactions came from the working capital of the Investment Advisors clients (Alta Partners family of Funds). Item 4. Purpose of Transactions The shares of Common Stock were acquired for investment purposes. Creedon Keller & Partners, Inc., currently has no plan or proposal which would result in any of the actions described in Item 4 of the instructions to Schedule 13D. Item 5. Interest in the Securities As of January 5, 2004, the aggregate number of shares owned is 8,985,883. This represents a 17.1% percentage of the 52,500,000 shares of new common stock issued. Creedon Keller & Partners, Inc. maintains sole voting power of all shares owned. As of December 31, 2003, Creedon Keller & Partners, Inc., held only convertible debt securities of Redback Networks. The amount of common shares these securities would have converted into was not over 5% of the outstanding shares of old common stock. It is solely as a result of the restructuring and subsequent issuance of new stock in lieu of the outstanding debt instrument that the Reporting Person has acquired this position. There have been no transactions since acquiring these shares. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer Paul Giordano, as named in Exhibit 1 as an Officer of Creedon Keller and Partners, Inc., currently serves on the Board Of Directors of Redback Networks, Inc. There are no contracts arrangements or understandings of any kind that exist directly between Creedon Keller & Partners, Inc., and the Issuer. Item 7. Material to Be Filed as Exhibits Exhibit 1. Executive Officers and Directors of Creedon Keller & Partners, Inc. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Creedon Keller & Partners, Inc. By: /s/ Brian M. Cooney --------------------- Brian M. Cooney Compliance Officer Date: January 14, 2004 ------------------- - Exhibit 1. Executive Officers and Directors of Creedon Keller & Partners, Inc. Creedon Keller & Partners, Inc. 123 2nd Street #120 Sausalito, CA 94965 (415)332-0111 CEO- Scott Creedon President, Head of Marketing- Kevin Crouchley Senior Managing Director, Portfolio Management- Paul Giordano Senior Managing Director, Head of Trading- Chris Keller Managing Director of Operations, COO/CFO- David Goldstein Managing Director, Trading- Pat Amestoy -----END PRIVACY-ENHANCED MESSAGE-----